Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Van vleet is a financial advisor with Principal Securities, Inc. David has been in the industry since 2006 and has worked for several firms, including WELLS FARGO ADVISORS, LLC and FIRST INVESTORS CORPORATION. David holds the Series 6, 63, 6TO, and 26 licenses and is registered in Arkansas, Colorado, Florida, North Carolina, and South Dakota. David's experience and expertise allow him to provide financial advice and services to a variety of clients, including individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
NC
10/11/2021 - Present
Principal Securities, Inc. (Charlotte NC)
NC
09/19/2006 - 03/17/2010
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
NC
03/02/2006 - 04/25/2006
FIRST INVESTORS CORPORATION (CHARLOTTE NC)
BC
Issued 11/09/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2022
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/11/2021
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/01/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Van vleet is the right advisor for you? Invested Better is here to help.
