Unclaimed
David Benjamin Smith is a financial advisor with Empower Financial Services, Inc. David has been in the industry since 2015. David has a Series 6, Series 63, and SIE licenses and is registered to offer securities advice in 52 states and Puerto Rico. David has his main office in Overland Park, KS.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KS
10/19/2015 - Present
Empower Financial Services, Inc. (OVERLAND PARK KS)
BC
Issued 10/27/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/19/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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