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David Benjamin Smith

Empower Financial Services, Inc.

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About David Benjamin Smith

David Benjamin Smith is a financial advisor with Empower Financial Services, Inc. David has been in the industry since 2015. David has a Series 6, Series 63, and SIE licenses and is registered to offer securities advice in 52 states and Puerto Rico. David has his main office in Overland Park, KS.

Firm Information

David Smith is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Smith’s Registration & Firm History

KS

10/19/2015 - Present

Empower Financial Services, Inc. (OVERLAND PARK KS)

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Licenses & Designations

BC

Issued 10/27/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Benjamin Smith.
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