Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Benjamin Patton is a securities professional with over 15 years of experience in the financial services industry. David Patton is currently registered with Empower Financial Services, Inc. David Patton has been registered with Empower Financial Services, Inc. since October 2023. Previously, David Patton was employed at SANFORD C. BERNSTEIN & CO., LLC from December 2006 to January 2009. David Patton holds FINRA Series 7, Series 63, Series 7TO, and SIE licenses. David Patton is registered in all 50 states for securities transactions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CO
10/24/2023 - Present
Empower Financial Services, Inc. (GREENWOOD VILLAGE CO)
NY
12/13/2006 - 01/23/2009
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
BC
Issued 11/02/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/24/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/04/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/16/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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