Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Nutkis is a financial professional with over 40 years of experience in the securities industry. David is currently registered with Western International Securities, Inc. He has a broad range of experience and holds licenses in Connecticut, Florida, New Jersey, and New York. David is also a registered principal and has passed a variety of industry exams including Series 7, 24, 55, 57TO, 79TO, 99TO, and SIE. Prior to joining Western International Securities, Inc., David was registered with Brill Securities, Inc., Seligman Securities, Inc., and OTC Net Incorporated. David has a passion for helping clients achieve their financial goals and is committed to providing them with personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
10/23/2015 - Present
Western International Securities, Inc. (New York NY)
NY
02/20/1987 - 10/30/2015
BRILL SECURITIES, INC. (NEW YORK NY)
NA
04/15/1982 - 03/19/1987
SELIGMAN SECURITIES, INC.
NA
05/18/1981 - 06/09/1982
OTC NET INCORPORATED
BC
Issued 04/01/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/1987
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/08/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 05/16/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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