Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Frank, a financial professional with over 25 years of experience in the industry, is dedicated to providing comprehensive planning services to individuals and businesses. David is registered with Cetera Investment Advisers LLC, a firm with a long history of serving a diverse clientele, including high-net-worth individuals, corporations, and charitable organizations. David is committed to providing personalized financial advice tailored to each client's unique needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
08/20/2024 - Present
Cetera Investment Advisers LLC (HOUSTON TX)
TX
01/17/2017 - 05/15/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (HOUSTON TX)
TX
04/16/2015 - 12/31/2016
EQUITY SERVICES, INC. (HOUSTON TX)
TX
05/10/2010 - 01/28/2015
HORNOR, TOWNSEND & KENT, INC. (HOUSTON TX)
TX
11/21/2001 - 03/03/2010
D.B. FRANK INVESTMENTS, INC. (BELLAIRE TX)
TX
01/02/1997 - 12/31/2001
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
TX
08/31/1998 - 01/03/2001
FIMI SECURITIES, INC. (HOUSTON TX)
TX
11/22/1994 - 01/02/1997
TRADESTAR INVESTMENTS,INC. (HOUSTON TX)
IA
Issued 8/15/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/9/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 8/10/1998
Series 24 - General Securities Principal Examination
BC
Issued 5/15/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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