Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bauer is a financial professional with over 15 years of experience in the securities industry. David is currently registered with KKR Capital Markets LLC and MCS Capital Markets LLC and holds multiple FINRA licenses, including Series 7, 24, 63, 79TO and 99TO. David was previously registered with Goldman Sachs & Co. LLC. David has a broad knowledge of the financial services industry and is committed to providing his clients with personalized advice and exceptional service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
02/07/2019 - Present
KKR Capital Markets LLC (New York NY)
NY
08/27/2007 - 01/23/2019
GOLDMAN SACHS & CO. LLC (NEW YORK NY)
BC
Issued 09/11/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/02/2018
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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