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David Batalion

Cantor Fitzgerald & Co.

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About David Batalion

David Batalion is a financial professional with over 17 years of experience in the industry. David is currently registered with Cantor Fitzgerald & Co. and holds a Series 7, Series 24, Series 62, Series 63, and Series 79TO licenses. David has a strong background in investment banking and corporate securities.

Firm Information

David Batalion is currently registered with Cantor Fitzgerald & Co.. Cantor Fitzgerald & Co. is a partnership formed on September 25, 1992, with a presence in 52 states and the District of Columbia, as well as federal SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

291

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Batalion’s Registration & Firm History

NY

03/19/2014 - Present

Cantor Fitzgerald & Co. (NEW YORK NY)

NY

07/13/2011 - 03/27/2014

J.V.B. FINANCIAL GROUP, LLC (NEW YORK NY)

NY

11/03/2010 - 06/21/2011

COHEN & COMPANY CAPITAL MARKETS, LLC (NEW YORK NY)

NY

11/03/2008 - 11/03/2010

COHEN & COMPANY SECURITIES, LLC (NEW YORK NY)

NY

04/10/2008 - 10/06/2008

SUNRISE SECURITIES CORP. (NEW YORK NY)

NY

03/28/2006 - 04/09/2008

SUNRISE SECURITIES CORP. (NEW YORK NY)

NA

12/22/2000 - 03/06/2001

FIRST INTERNATIONAL CAPITAL LTD. (PEMBROKE )

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Licenses & Designations

BC

Issued 04/03/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/12/2016

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2006

Series 62 - Corporate Securities Limited Representative Examination

BC

Issued 09/01/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for David Batalion.
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