Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Barwick is a registered representative with Wells Fargo Clearing Services, LLC. David is active in both broker-dealer and investment advisor capacities. David has worked in the financial services industry since 2013. David has a background in providing investment advice to a wide range of clients, including individuals, businesses, and institutional clients. David has passed the Uniform Combined State Law Examination, General Securities Representative Examination, General Securities Sales Supervisor - General Module Examination, and General Securities Sales Supervisor - Options Module Examination. David was previously registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/30/2017 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
NC
04/24/2015 - 07/01/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
10/02/2013 - 04/15/2015
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
05/24/2012 - 08/02/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
BOTH
Issued 06/27/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/06/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/12/2019
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/23/2012
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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