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David Barton Zlotucha

Northwestern Mutual Investment Services, LLC

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About David Barton Zlotucha

David Barton Zlotucha is a financial advisor with Northwestern Mutual Investment Services, LLC based in Salt Lake City, UT. David has been in the financial services industry since 2007 and has a Series 7, 9, 10, 66, and SIE. David has been registered with Northwestern Mutual Investment Services, LLC since 2013. Previously, David was with Morgan Stanley & Co. Incorporated and Morgan Stanley. In addition to being a financial advisor, David is a volunteer violinist for the Kensington Symphony.

Firm Information

David Zlotucha is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Zlotucha’s Registration & Firm History

UT

08/20/2013 - Present

Northwestern Mutual Investment Services, LLC (SALT LAKE CTY UT)

UT

06/01/2009 - 07/29/2013

MORGAN STANLEY (SOUTH JORDAN UT)

UT

12/07/2007 - 06/01/2009

MORGAN STANLEY & CO. INCORPORATED (SOUTH JORDAN UT)

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Licenses & Designations

BOTH

Issued 04/22/2010

Series 66 - Uniform Combined State Law Examination

BC

Issued 12/17/2010

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 07/02/2010

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/06/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Barton Zlotucha.
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