Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Bernstein is a financial professional with over 18 years of experience in the financial industry. David is currently registered with Fidelity Brokerage Services LLC and holds Series 7, Series 63, Series 6TO, and SIE licenses. David has a strong background in investment advisory services, having previously worked with Transamerica Capital, Inc., USAA Investment Services Company, USAA Financial Advisors, Inc., and Vanguard Marketing Corporation. David is dedicated to providing his clients with personalized financial guidance and investment solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
07/13/2022 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
CO
12/04/2020 - 04/05/2022
TRANSAMERICA CAPITAL, INC. (DENVER CO)
AZ
06/08/2020 - 09/25/2020
USAA INVESTMENT SERVICES COMPANY (Phoenix AZ)
AZ
10/14/2019 - 06/08/2020
USAA FINANCIAL ADVISORS, INC. (PHOENIX AZ)
AZ
03/05/2018 - 07/29/2019
VANGUARD MARKETING CORPORATION (SCOTTSDALE AZ)
TX
10/18/2000 - 07/05/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
01/22/1986 - 05/10/1999
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 03/12/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/05/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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