Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid B. Stewart is a financial advisor who has been working in the industry since December 12, 2008. David is currently registered with Wells Fargo Clearing Services, LLC and has been employed by Wells Fargo Clearing Services LLC since August 2018. Prior to that, David was with Merrill Lynch, Pierce, Fenner & Smith Incorporated. David holds a Series 66, Series 7, Series 10 and Series 9 licenses and is registered in 30 states. David has specialized expertise in Portfolio Management for Individuals, Portfolio Management for Businesses, Portfolio Management for Investment Companies, Selection of Other Advisers, Pension Consulting and Financial Planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CO
08/15/2018 - Present
Wells Fargo Clearing Services, LLC (DENVER CO)
CO
08/29/2013 - 08/03/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (DENVER CO)
CA
02/26/2008 - 05/16/2008
STONEHURST SECURITIES, INC. (FOLSOM CA)
NV
04/05/2002 - 01/17/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LAS VEGAS NV)
BOTH
Issued 10/10/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/27/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/27/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/28/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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