Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid B Smith is a registered investment advisor representative, licensed to provide financial services in several states. David has been working in the financial services industry since October 2000 and has extensive experience working for prominent firms including Edward Jones, Ameriprise Financial Services, Inc., and Investment Professionals, Inc. David is currently registered with Osaic Wealth, Inc., and is a dedicated financial advisor with a strong commitment to meeting the unique needs of individual clients, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
LA
06/04/2024 - Present
Osaic Wealth, Inc. (MANDEVILLE LA)
LA
08/10/2018 - 11/03/2023
FSC SECURITIES CORPORATION (MANDEVILLE LA)
LA
06/22/2018 - 08/13/2018
AMERIPRISE FINANCIAL SERVICES, INC. (Mandeville LA)
LA
10/02/2007 - 08/13/2018
INVESTMENT PROFESSIONALS, INC. (MANDEVILLE LA)
LA
10/10/2000 - 10/03/2007
EDWARD JONES (COVINGTON LA)
BOTH
Issued 07/16/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/12/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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