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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid B. Margulies is a financial advisor with over 30 years of experience in the industry. He currently works for XML Financial Group, which is headquartered in Bethesda, MD. David has been a registered representative with FINRA since 1987 and is also registered as an Investment Advisor Representative in Florida, Texas, and Virginia. David's specializations include providing financial planning, portfolio management, and pension consulting services to a wide range of clients, including individuals, high-net-worth individuals, corporations, charitable organizations, and pension plans. He is committed to helping his clients achieve their financial goals by providing personalized advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
02/05/2019 - Present
XML Financial Group (St. Petersburg FL)
DC
06/01/2009 - 11/03/2017
MORGAN STANLEY (WASHINGTON DC)
DC
08/22/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
DC
04/02/2007 - 08/26/2008
MORGAN STANLEY & CO. INCORPORATED (WASHINGTON DC)
DC
09/07/1999 - 04/02/2007
MORGAN STANLEY DW INC. (WASHINGTON DC)
NY
03/27/1987 - 11/02/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 12/17/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/13/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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