Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Legacy is a financial advisor with over 17 years of experience in the financial services industry. David is currently registered with Blackrock Investments, LLC in Boston, Massachusetts. David has held previous positions with Emerson Equity LLC, International Assets Advisory, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Ridgewood Securities Corporation, Hartford Securities Distribution Company, Inc., MFS Fund Distributors, Inc. and Putnam Retail Management Limited Partnership. David holds Series 6, 7, 24, 63, and 66 licenses. David is committed to providing clients with personalized financial advice and investment strategies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
11/29/2021 - Present
Blackrock Investments, LLC (BOSTON MA)
CA
05/17/2018 - 11/23/2021
EMERSON EQUITY LLC (SAN MATEO CA)
FL
08/28/2017 - 04/19/2018
INTERNATIONAL ASSETS ADVISORY, LLC (ORLANDO FL)
RI
08/22/2016 - 08/31/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LINCOLN RI)
CA
10/26/2015 - 08/02/2016
EMERSON EQUITY LLC (SAN MATEO CA)
NJ
06/03/2008 - 12/05/2013
RIDGEWOOD SECURITIES CORPORATION (MONTVALE NJ)
CT
02/29/2008 - 05/20/2008
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (SIMSBURY CT)
MA
12/19/2005 - 02/29/2008
MFS FUND DISTRIBUTORS, INC. (BOSTON MA)
MA
03/15/2002 - 02/04/2004
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
BOTH
Issued 10/07/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/04/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/18/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/14/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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