Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Kidd is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc. in Vienna, VA. David has been in the financial industry since November 2005. David is registered with the Securities and Exchange Commission as a broker-dealer and investment adviser. David is licensed to sell securities in 28 states and the District of Columbia. David has passed the Series 6, 7, 63, 65, and 66 exams. David specializes in providing financial advice to individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
07/25/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (VIENNA VA)
VA
09/08/2008 - 12/23/2009
FIVE X SECURITIES, LLC (OAKTON VA)
NC
04/06/1993 - 12/29/1995
SIGNET FINANCIAL SERVICES,INC. (CHARLOTTE NC)
NY
08/01/1991 - 03/15/1993
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
05/07/1991 - 08/01/1991
PAMCO SECURITIES AND INSURANCE SERVICES
NA
10/22/1986 - 07/18/1988
L. F. ROTHSCHILD & CO. INCORPORATED
BOTH
Issued 07/24/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 11/02/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2013
Series 7 - General Securities Representative Examination
BC
Issued 05/06/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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