Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Ferguson is a financial professional with over 20 years of experience in the industry. David has held positions at a variety of firms, including Morgan Stanley, Wells Fargo Clearing Services, LLC, E*TRADE Securities LLC, and Wells Fargo Investments, LLC. David is currently registered with Fidelity Brokerage Services LLC in Salt Lake City, UT. David holds a variety of licenses, including Series 6, 7, 9, 63, 65, and SIE. David is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
UT
07/02/2020 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
UT
12/14/2017 - 05/05/2020
MORGAN STANLEY (SOUTH JORDAN UT)
UT
05/03/2011 - 11/24/2017
WELLS FARGO CLEARING SERVICES, LLC (SALT LAKE CITY UT)
UT
10/13/2008 - 05/02/2011
E*TRADE SECURITIES LLC (SANDY UT)
CA
05/11/2004 - 03/08/2005
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
RI
06/11/1993 - 05/01/2003
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
IA
Issued 02/01/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/27/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2008
Series 7 - General Securities Representative Examination
BC
Issued 06/10/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure David Ferguson is the right advisor for you? Invested Better is here to help.
