Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Andres is a financial professional with Northwestern Mutual Investment Services, LLC, David has been in the financial services industry for over 10 years. David has a Series 7, Series 66, and SIE license. David is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to provide investment advice in Florida, Georgia, California, Ohio and other states. David was previously employed by MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in Macon, GA. David is active in the industry and participates in professional development opportunities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
GA
04/03/2023 - Present
Northwestern Mutual Investment Services, LLC (ATLANTA GA)
GA
12/23/2011 - 09/30/2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MACON GA)
BOTH
Issued 01/27/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2011
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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