Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Rodriguez is a financial advisor with over 27 years of experience in the financial services industry. David is a Certified Financial Planner and holds several securities licenses. David is currently registered with Osaic Wealth, Inc., a financial advisory firm with offices in Scottsdale, Arizona and Austin, Texas. Prior to joining Osaic Wealth, David was with Sagepoint Financial, Inc., where he served as a financial advisor for over 14 years. David has extensive experience in providing financial planning and investment advice to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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TX
09/01/2023 - Present
Osaic Wealth, Inc. (AUSTIN TX)
TX
10/31/2005 - 09/01/2023
SAGEPOINT FINANCIAL, INC. (AUSTIN TX)
AZ
03/22/2004 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MD
03/30/2001 - 01/23/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MI
09/07/1995 - 04/05/2001
H&R BLOCK FINANCIAL ADVISORS, INC. (DETROIT MI)
IA
Issued 7/30/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 8/23/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 1/2/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/20/2004
Series 24 - General Securities Principal Examination
BC
Issued 4/23/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/6/1996
Series 7 - General Securities Representative Examination
BC
Issued 8/7/1995
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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