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David Jay Morton

Oliver Investments

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About David Jay Morton

David Morton is an investment advisor representative with Oliver Investments. David has been in the securities industry since 1992. David has experience in portfolio management for individuals and has the Series 7 and Series 63 securities licenses. David is also a registered investment advisor in Massachusetts. David is also the owner/partner of Hyde Park Consulting LLC, a business consulting firm.

Firm Information

David Morton is currently registered with Oliver Investments. Oliver Investments is an investment advisor that provides portfolio management services for individuals. The firm has 1 investment advisor representative and 1 individual with advisory functions.

Not reported

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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David Morton’s Registration & Firm History

MA

02/07/2017 - Present

Oliver Investments (WOBURN MA)

MA

09/24/2010 - 05/30/2012

CAPITOL SECURITIES & ASSOCIATES, INC. (WELLESLEY MA)

MA

04/29/2005 - 09/27/2010

RAYMOND JAMES FINANCIAL SERVICES, INC. (WELLESLEY MA)

MO

06/01/2000 - 04/29/2005

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

MD

07/12/1996 - 06/05/2000

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NY

07/27/1994 - 07/17/1996

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

NY

07/31/1993 - 08/04/1994

SMITH BARNEY INC. (NEW YORK NY)

NY

11/23/1992 - 07/31/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

IA

07/08/1992 - 11/24/1992

DICKINSON & CO. (DES MOINES IA)

NY

06/24/1992 - 07/09/1992

THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)

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Licenses & Designations

IA

Issued 06/25/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/01/1992

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/27/2020

SIE - Securities Industry Essentials Examination

BC

Issued 06/22/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David Jay Morton.
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