Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lawrence Ahmann is a financial advisor with Raymond James Financial Services Advisors, INC. David has been in the financial services industry for over 30 years and has experience in providing financial planning advice. David is registered with the Securities and Exchange Commission (SEC) and holds the Series 6, 7, 24, 51, and 63 licenses. David also holds the SIE license, which is required for all financial advisors. David is a member of the Financial Industry Regulatory Authority (FINRA) and the North American Securities Administrators Association (NASAA). David is committed to providing his clients with personalized financial advice. David has worked at LINSCO/PRIVATE LEDGER CORP., PRUCO SECURITIES CORPORATION, and THE PRUDENTIAL INSURANCE COMPANY OF AMERICA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
WI
05/27/2009 - Present
Raymond James Financial Services Advisors, Inc. (Madison WI)
SC
01/02/1996 - 10/24/1997
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NJ
08/02/1990 - 02/06/1996
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
08/02/1990 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
AZ
12/21/1988 - 05/11/1990
VENTURE ADVISERS, L.P. (TUCSON AZ)
BC
Issued 12/20/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/30/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 12/4/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/1/1996
Series 7 - General Securities Representative Examination
BC
Issued 12/20/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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