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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Chong is a financial advisor at Morgan Stanley. David has been in the industry since January 15, 2001, with previous experience at UBS Financial Services Inc., Credit Suisse Securities (USA) LLC, Lehman Brothers Inc., and Deutsche Bank Securities Inc. David is registered with FINRA and holds the Series 66, Series 7, and SIE licenses. He is also registered as an Investment Advisor Representative in New Jersey, New York, and Texas. David specializes in working with individuals, families, and businesses to develop personalized financial plans. He also provides portfolio management services and offers educational seminars on a variety of financial topics.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
06/04/2021 - Present
Morgan Stanley (New York NY)
NY
10/25/2012 - 06/15/2021
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
03/06/2006 - 11/20/2012
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
08/04/2003 - 03/22/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
01/15/2001 - 08/12/2003
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BOTH
Issued 3/6/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/25/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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