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David Ashton Bowman

Northwestern Mutual Investment Services, LLC

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About David Ashton Bowman

David Ashton Bowman is a financial professional with over 40 years of experience in the financial services industry. David is registered with Northwestern Mutual Investment Services, LLC and has been with the firm since November 26, 1981. David is licensed in multiple states including Arizona, California, Colorado, Florida, Georgia, Hawaii, Idaho, Illinois, New York, Oregon and Tennessee. David also previously worked for Robert W. Baird & Co. Incorporated between 1985 and 2002. David holds several industry licenses and designations, including Series 6, 7, 8, 63, and SIE.

Firm Information

David Bowman is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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David Bowman’s Registration & Firm History

CA

11/26/1981 - Present

Northwestern Mutual Investment Services, LLC (MURPHYS CA)

WI

04/30/1991 - 01/01/2002

ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)

NA

12/05/1985 - 10/04/1988

ROBERT W. BAIRD & CO. INCORPORATED

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Licenses & Designations

BC

Issued 06/21/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/26/1992

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/2014

Series 7 - General Securities Representative Examination

BC

Issued 11/06/1981

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for David Ashton Bowman.
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