Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Groves is a financial advisor with Fidelity Personal and Workplace Advisors. David has been in the financial industry since 1992. David is registered with the state of Massachusetts. David has a wide range of experience, including working with corporations or other businesses, charitable organizations, pension and profit-sharing plans, and individuals, including high-net-worth individuals. Fidelity Personal and Workplace Advisors offers a wide range of services, including financial planning, educational seminars, portfolio management, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (IPSWICH MA)
MD
09/28/2000 - 01/04/2005
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
NE
06/23/1995 - 08/31/2000
TD WATERHOUSE INVESTOR SERVICES, INC. (OMAHA NE)
RI
02/27/1992 - 02/09/1995
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
NY
05/20/1991 - 08/27/1991
THOMAS JAMES ASSOCIATES, INC. (ROCHESTER NY)
BOTH
Issued 04/26/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/27/2004
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 11/14/2000
Series 24 - General Securities Principal Examination
BC
Issued 12/10/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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