Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Hoffman is a registered representative with Concourse Financial Group Securities, Inc. David is a veteran in the financial services industry, with over 47 years of experience. David is registered with the state of California and South Carolina. In the past, David has also been affiliated with Jefferson Pilot Securities Corporation, Intervest International Equities Corporation, Conseco Securities, Inc., Conseco Financial Services, Inc., CNA Investor Services, Inc., Travelers Equities Sales, Inc. and Safeco Securities, Inc. David offers financial planning services and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
11/15/2007 - Present
Concourse Financial Group Securities, Inc. (Santa Barbara CA)
CA
07/18/2002 - 11/19/2007
JEFFERSON PILOT SECURITIES CORPORATION (SANTA BARBARA CA)
CO
06/10/2002 - 07/26/2002
INTERVEST INTERNATIONAL EQUITIES CORPORATION (COLORADO SPRINGS CO)
IN
08/05/1998 - 06/10/2002
CONSECO SECURITIES, INC. (CARMEL IN)
IN
04/04/1984 - 08/05/1998
CONSECO FINANCIAL SERVICES, INC. (CARMEL IN)
NA
06/06/1980 - 07/25/1983
CNA INVESTOR SERVICES, INC.
NA
08/09/1974 - 08/19/1978
TRAVELERS EQUITIES SALES, INC.
NA
05/01/1973 - 08/29/1974
SAFECO SECURITIES, INC.
BC
Issued 08/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/26/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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