Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Arthur Wofford is a financial advisor who has been in the industry since August 11, 1986. David currently works at Raymond James & Associates, Inc., where he has been registered since October 4, 2012. Prior to that, David worked at MORGAN KEEGAN & COMPANY, INC., McDonald Investments Inc., Key Capital Markets, Inc., NationsBanc Capital Markets, Inc., and Sovran Investment Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
10/04/2012 - Present
Raymond James & Associates, Inc. (RICHMOND VA)
VA
12/22/1998 - 03/15/2013
MORGAN KEEGAN & COMPANY, INC. (RICHMOND VA)
OH
11/09/1998 - 12/10/1998
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
OH
06/02/1997 - 11/09/1998
KEY CAPITAL MARKETS, INC. (CLEVELAND OH)
NY
01/01/1992 - 06/02/1997
NATIONSBANC CAPITAL MARKETS, INC. (NEW YORK NY)
NA
08/01/1986 - 01/01/1992
SOVRAN INVESTMENT CORPORATION
BC
Issued 06/19/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1987
Series 3 - National Commodity Futures Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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