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David Arthur Rosen

Jane Street Options, LLC

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About David Arthur Rosen

David Arthur Rosen is a securities professional with a background in trading and financial markets. David has been in the industry since 2014 and has held positions at Jane Street Capital, LLC, Jane Street Markets, LLC and Jane Street Options, LLC. David holds several licenses, including Series 7, Series 55, Series 3, and Series 57TO. David specializes in securities trading and market analysis.

Firm Information

David Rosen is currently registered with Jane Street Options, LLC. Jane Street Options, LLC is a Limited Liability Company formed on December 14, 2004. The firm is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

14

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Rosen’s Registration & Firm History

NY

06/06/2024 - Present

Jane Street Options, LLC (New York NY)

NY

06/06/2017 - 06/29/2021

JANE STREET OPTIONS, LLC (NEW YORK NY)

NY

09/30/2014 - 06/29/2021

JANE STREET CAPITAL, LLC (New York NY)

NY

09/30/2014 - 02/17/2015

JANE STREET MARKETS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 02/12/2022

Series 3 - National Commodity Futures Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/23/2014

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 09/30/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for David Arthur Rosen.
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