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David Arthur Peckham

Peckham, David A

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About David Arthur Peckham

David Peckham is a registered Investment Advisor Representative in the state of California. David is the sole proprietor of Peckham, David A. His firm has 104 clients and manages $6,105,017 in assets. David has been a financial professional since 1986 and has worked with various firms throughout his career, including Titan/Value Equities Group, Inc., Kennedy, Cabot & Co., Southmark Financial Services, Inc., and NWNL Management Corporation. David is a financial planner who provides portfolio management services for individuals. He is also a registered representative with Series 7 and Series 65 licenses.

Firm Information

David Peckham is currently registered with Peckham, David A. Peckham, David A is an investment advisor with 1 licensed agent. They provide financial planning and portfolio management for individuals and have approximately $6,105,017 in regulatory assets under management. They have 104 total client accounts, including 8 high-net-worth individuals and 96 other individuals.

$6.11M

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Mutual fund services fees (12b-1 fees)

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David Peckham’s Registration & Firm History

CA

02/13/2024 - Present

Peckham, David A (SANTA BARBARA CA)

NA

05/16/1990 - 12/10/1990

TITAN/VALUE EQUITIES GROUP, INC.

NA

11/17/1987 - 06/01/1988

KENNEDY, CABOT & CO.

NA

03/19/1987 - 11/04/1987

SOUTHMARK FINANCIAL SERVICES, INC.

NA

08/21/1986 - 12/19/1986

NWNL MANAGEMENT CORPORATION

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Licenses & Designations

IA

Issued 05/11/2015

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/09/1986

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/16/1986

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for David Arthur Peckham.
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