Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lopez is a financial advisor with over 30 years of experience in the financial services industry. David is a registered representative and investment advisor representative with LPL Financial LLC. David has worked with various financial firms throughout his career, including BancWest Investment Services, Inc., LINSCO/Private Ledger Corp., CitiCorp Investment Services, and Cal Fed Investments. David has a wide range of experience in the financial services industry, including investment advisory, brokerage, and insurance. David is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/19/2023 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
11/12/2003 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (SAN DIEGO CA)
SC
04/17/2003 - 11/13/2003
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
02/05/2003 - 03/25/2003
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
11/30/1999 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
MN
03/03/1999 - 12/02/1999
BISYS BROKERAGE SERVICES, INC. (ST. CLOUD MN)
CA
11/14/1998 - 03/19/1999
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
08/18/1994 - 11/14/1998
GLENFED BROKERAGE SERVICES (GLENDALE CA)
MN
06/06/1994 - 08/05/1994
CORELINK FINANCIAL, INC. (ST. CLOUD MN)
AZ
08/14/1992 - 06/06/1994
AMERICAN GENERAL SECURITIES INCORPORATED (PHOENIX AZ)
VA
07/29/1992 - 08/31/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
MA
02/22/1991 - 08/03/1992
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
02/22/1991 - 08/03/1992
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
IA
Issued 07/02/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1994
Series 7 - General Securities Representative Examination
BC
Issued 02/20/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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