Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Johnston is a financial advisor with over 30 years of experience in the industry. David Johnston is currently registered with Belle Haven Investments, LP and has previously worked at Oppenheimer & Co. Inc. and Glickenhaus & Co. David Johnston is a Series 7, 24, 52, 53, 63 and 65 licensed advisor and holds principal licenses. David Johnston has a broad range of experience working with a variety of client types, including high-net-worth individuals, corporations, charitable organizations, and pooled investment vehicles. David Johnston specializes in providing portfolio management services for businesses, individuals, investment companies, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
01/07/2015 - Present
Belle Haven Investments, LP (RYE BROOK NY)
CT
08/31/2006 - 01/05/2015
OPPENHEIMER & CO. INC. (STAMFORD CT)
CT
01/01/1995 - 08/21/2006
BELLE HAVEN INVESTMENTS, L.P. (GREENWICH CT)
NY
01/21/1987 - 11/16/1994
GLICKENHAUS & CO. (NEW YORK NY)
IA
Issued 01/07/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/09/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/04/2017
Series 24 - General Securities Principal Examination
BC
Issued 07/25/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Johnston is the right advisor for you? Invested Better is here to help.
