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David Arthur Galper

Kroll Securities LLC

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About David Arthur Galper

David Galper is a financial professional with over 20 years of experience in the industry. David is currently registered with Kroll Securities LLC and is licensed to provide financial advice in New York. David has a strong background in investment banking and securities trading, with experience at several prominent firms including Lehman Brothers Inc., SG Cowen Securities Corporation, and Deutsche Bank Securities Inc. David's expertise spans various areas, including operations, investment banking, and general securities.

Firm Information

David Galper is currently registered with Kroll Securities LLC. Kroll Securities LLC is a Limited Liability Company formed in June 1997. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

114

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Galper’s Registration & Firm History

NY

02/05/2024 - Present

Kroll Securities LLC (NEW YORK NY)

CA

01/31/2022 - 12/26/2023

GT SECURITIES, INC. (LOS ANGELES CA)

CT

09/14/2015 - 02/07/2020

ICR CAPITAL LLC (NORWALK CT)

NY

08/20/2009 - 05/23/2014

KEYBANC CAPITAL MARKETS INC. (NEW YORK NY)

NY

04/18/2006 - 12/15/2008

JEFFERIES & COMPANY, INC. (NEW YORK NY)

NY

11/08/2004 - 02/16/2006

LEHMAN BROTHERS INC. (NEW YORK NY)

MA

04/23/2002 - 11/12/2004

WWC SECURITIES, LLC (BOSTON MA)

NY

08/25/2000 - 06/27/2001

SG COWEN SECURITIES CORPORATION (NEW YORK NY)

NY

06/14/1999 - 07/06/2000

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

11/20/1998 - 06/14/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 05/01/2006

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/13/2015

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2000

Series 7 - General Securities Representative Examination

BC

Issued 11/13/1998

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for David Arthur Galper. Review regulatory record here.
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