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David Aron Dudkin

Spartan Capital Securities, LLC

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About David Aron Dudkin

David Dudkin is a financial advisor with Spartan Capital Securities, LLC based in New York, NY. David has been in the industry since 1990. Prior to joining Spartan Capital Securities, LLC, David worked at Newbridge Securities Corporation, Securevest Financial Group, R. Seelaus & Co., Inc., Bergen Capital, Inc., Barron Chase Securities, Inc., First Liberty Investment Group, Inc., Century City Securities, Inc, Toluca Pacific Securities Corp., Shamrock Partners, Ltd, La Jolla Capital Corporation, Burnett, Grey & Co., Inc., Commonwealth Associates, Robert Todd Financial Corp., GSG Global Securities Group Inc., Brennan Ross Securities, Inc., and J. T. Moran & Co., Inc. David holds Series 7 and Series 63 licenses.

Firm Information

David Dudkin is currently registered with Spartan Capital Securities, LLC. Spartan Capital Securities, LLC is a Limited Liability Company formed in June 2007. It is registered to do business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has an active SEC registration and is subject to regulatory oversight.

Not reported

Assets Under Management

Not reported

Total Clients

83

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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David Dudkin’s Registration & Firm History

NY

06/27/2018 - Present

Spartan Capital Securities, LLC (NEW YORK NY)

FL

11/10/2016 - 06/27/2018

NEWBRIDGE SECURITIES CORPORATION (BOCA RATON FL)

NJ

04/15/2008 - 11/17/2016

SECUREVEST FINANCIAL GROUP (MORRISTOWN NJ)

NJ

11/29/2005 - 04/08/2008

R. SEELAUS & CO.,INC. (SUMMIT NJ)

NJ

10/31/2000 - 11/25/2005

BERGEN CAPITAL, INC. (HASBROUCK HEIGHTS NJ)

FL

02/19/1998 - 11/07/2000

BARRON CHASE SECURITIES, INC. (BOCA RATON FL)

PA

06/30/1997 - 02/05/1998

FIRST LIBERTY INVESTMENT GROUP, INC. (PHILADELPHIA PA)

CA

05/12/1997 - 07/01/1997

CENTURY CITY SECURITIES, INC (BEVERLY HILLS CA)

CA

05/25/1995 - 03/13/1997

TOLUCA PACIFIC SECURITIES CORP. (BURBANK CA)

PA

04/24/1995 - 05/31/1995

SHAMROCK PARTNERS, LTD (MEDIA PA)

CA

04/21/1994 - 03/20/1995

LA JOLLA CAPITAL CORPORATION (SAN DIEGO CA)

GA

01/25/1994 - 03/15/1994

BURNETT, GREY & CO., INC. (ATLANTA GA)

NY

01/11/1993 - 02/21/1994

COMMONWEALTH ASSOCIATES (NEW YORK NY)

NY

08/30/1991 - 01/19/1993

ROBERT TODD FINANCIAL CORP. (NEW YORK NY)

NA

08/01/1989 - 12/08/1989

GSG GLOBAL SECURITIES GROUP INC.

NA

05/11/1989 - 07/19/1989

BRENNAN ROSS SECURITIES, INC.

NA

10/19/1988 - 05/09/1989

J. T. MORAN & CO., INC.

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Licenses & Designations

BC

Issued 12/08/1988

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/15/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for David Aron Dudkin. Review regulatory record here.
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