Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Lieberman is a financial advisor at Ameriprise Financial Services, LLC. David has been in the financial services industry since 1987. David is registered with FINRA as a registered representative, and is licensed to provide investment advice in Minnesota. David has held previous roles at UBS Financial Services Inc., FAM Distributors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lehman Brothers Inc., Prudential-Bache Securities Inc., and First Investors Corporation. David offers a range of financial services including asset allocation services, financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MN
11/19/2013 - Present
Ameriprise Financial Services, LLC (Minneapolis MN)
NJ
08/10/2005 - 08/07/2013
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
05/01/2003 - 07/22/2005
FAM DISTRIBUTORS, INC. (NEW YORK NY)
NY
07/18/1991 - 05/02/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/09/1990 - 08/02/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/21/1989 - 03/20/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NJ
10/29/1986 - 01/24/1989
FIRST INVESTORS CORPORATION (EDISON NJ)
BOTH
Issued 04/20/2007
Series 66 - Uniform Combined State Law Examination
IA
Issued 07/24/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/31/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2014
Series 24 - General Securities Principal Examination
BC
Issued 02/22/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/24/2005
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/18/1989
Series 7 - General Securities Representative Examination
BC
Issued 10/28/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure David Lieberman is the right advisor for you? Invested Better is here to help.
