Unclaimed
David Ventura is a financial advisor who has been in the industry for over 10 years. David is a registered representative of Wells Fargo Clearing Services, LLC and has been with the firm since February 2018. He is licensed in Connecticut and Florida, and holds a Series 7, Series 6, and Series 63 licenses. David specializes in providing investment consulting services to institutional clients, as well as financial planning, pension consulting, and portfolio management for businesses and individuals. David has experience working with clients at various levels, including high net worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
03/05/2018 - Present
Wells Fargo Clearing Services, LLC (CHESHIRE CT)
FL
05/11/2016 - 11/17/2017
HSBC SECURITIES (USA) INC. (BOCA RATON FL)
FL
04/01/2015 - 12/07/2015
EQUITY SERVICES, INC. (SUNRISE FL)
FL
11/23/2011 - 07/09/2014
METLIFE SECURITIES INC. (FORT LAUDERDALE FL)
IA
Issued 02/24/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/07/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/22/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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