Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Gutierrez is a financial professional with Smbc Nikko Securities America, Inc. He holds the Series 79TO, Series 63, and SIE licenses. David has been in the industry since October 2022.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/01/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
BC
Issued 11/01/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/01/2022
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 05/16/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
Not sure David Gutierrez is the right advisor for you? Invested Better is here to help.
