Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Antone Nieswiadomy is a financial advisor currently registered with Cambridge Investment Research Advisors, Inc. David has been working in the financial services industry for over 10 years, beginning his career at MassMutual in 2013. David is licensed in Texas and holds the Series 7, Series 66, and SIE exams. David's professional experience includes working with high-net-worth individuals, corporations, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
TX
03/01/2017 - Present
Cambridge Investment Research Advisors, Inc. (Dallas TX)
TX
05/21/2015 - 05/11/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (DENTON TX)
TX
12/23/2014 - 03/18/2015
MML INVESTORS SERVICES, LLC (FORT WORTH TX)
BOTH
Issued 03/03/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/23/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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