Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Troy is an investment advisor representative registered with LPL Financial LLC, located in Wethersfield, CT. David has been in the securities industry since 2003 and has a wide range of experience in providing investment advice to individuals, businesses, and organizations. David holds the Series 7, Series 66 and SIE licenses. David is also a published author and has written a book about Connecticut. Previous affiliations include Charles Schwab & Co., Inc., Fidelity Brokerage Services LLC, MetLife Securities Inc., Ameriprise Financial Services, Inc., and IDS Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
01/17/2024 - Present
LPL Financial LLC (WETHERSFIELD CT)
CT
09/07/2017 - 01/26/2024
CHARLES SCHWAB & CO., INC. (West Hartford CT)
CT
03/08/2011 - 08/03/2017
FIDELITY BROKERAGE SERVICES LLC (WEST HARTFORD CT)
CT
10/31/2008 - 01/31/2011
METLIFE SECURITIES INC. (WETHERSFIELD CT)
CT
01/06/2003 - 11/18/2008
AMERIPRISE FINANCIAL SERVICES, INC. (EAST HARTFORD CT)
MN
01/06/2003 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 01/15/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/03/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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