Unclaimed
David Anthony Torchia is a financial advisor with VP Distributors LLC. David has been in the industry since 1986. David is registered with FINRA and has passed the Series 3, 7, 24, 63, and SIE exams. David has also passed the Uniform Investment Adviser Law Examination. David has been registered in New York since 2022. David was previously registered with ALPS Distributors, Inc., Legg Mason Investor Services, LLC, Citigroup Global Markets Inc., and Salomon Brothers Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
05/25/2022 - Present
VP Distributors LLC (NEW YORK NY)
NY
09/10/2007 - 04/28/2022
ALPS DISTRIBUTORS, INC. (NEW YORK NY)
NY
12/01/2005 - 04/06/2006
LEGG MASON INVESTOR SERVICES, LLC (NEW YORK NY)
NY
09/01/1998 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NA
02/27/1995 - 09/01/1998
SALOMON BROTHERS INC.
NY
02/21/1985 - 11/10/1993
SALOMON BROTHERS INC. (NEW YORK NY)
IA
Issued 12/14/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/18/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/30/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/1988
Series 3 - National Commodity Futures Examination
BC
Issued 02/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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