Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Anthony Stevens is an active advisor. David Anthony Stevens has been working in the financial services industry since September 10, 1986. David Anthony Stevens is currently registered with SPC. David Anthony Stevens is also registered in the state of Arizona, California and Ohio as an Investment Advisor Representative. David Anthony Stevens has a Series 6, 22, 26, 62, 63 and 65 license. David Anthony Stevens is also a Certified Financial Planner. In the past, David Anthony Stevens was affiliated with NATIONAL PLANNING CORPORATION, H.D. VEST INVESTMENT SECURITIES, INC. and SECURE PLANNING, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consultation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar attendance fees
1
2
CA
10/31/2017 - Present
SPC (Costa Mesa CA)
CA
11/22/1999 - 11/02/2017
NATIONAL PLANNING CORPORATION (COSTA MESA CA)
TX
10/23/1998 - 11/24/1999
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
NH
09/23/1998 - 10/08/1998
SECURE PLANNING, INC. (PORTSMOUTH NH)
TX
08/28/1986 - 09/24/1998
H.D. VEST INVESTMENT SECURITIES, INC. (DALLAS TX)
IA
Issued 07/05/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/19/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/1988
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1990
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 09/03/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 08/19/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure David Stevens is the right advisor for you? Invested Better is here to help.
