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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Anthony Stanley is an investment advisor representative who has been in the industry since 1999. David Anthony Stanley is currently registered with Empower Advisory Group, LLC in Colorado. Before that David Anthony Stanley worked for Oppenheimerfunds Distributor, Inc., Jackson National Life Distributors, Inc., Pacific Select Distributors, Inc., WM Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Signator Investors, Inc.. David Anthony Stanley has passed the Series 6, Series 7, Series 63 and Series 65 exams. David Anthony Stanley has specializations in Fixed Income, Mutual Funds and Variable Annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
01/29/2019 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
NY
01/23/2006 - 01/27/2016
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
TN
11/11/2004 - 09/28/2005
JACKSON NATIONAL LIFE DISTRIBUTORS, INC. (FRANKLIN TN)
CA
12/13/2001 - 11/04/2004
PACIFIC SELECT DISTRIBUTORS, INC. (NEWPORT BEACH CA)
CA
08/09/2001 - 11/09/2001
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
03/29/1999 - 08/24/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MA
08/14/1998 - 06/11/1999
SIGNATOR INVESTORS, INC. (BOSTON MA)
IA
Issued 01/29/2019
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/30/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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