Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Anthony Smetek is a financial advisor with Sunbelt Securities, Inc. located in Houston, TX. David has been in the financial services industry since February 7, 1987. He has a wide range of experience and expertise in the financial services industry, providing financial planning and portfolio management services for businesses and individuals. David is registered with FINRA and holds licenses in several states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TX
07/03/1997 - Present
Sunbelt Securities, Inc. (Houston TX)
TX
10/02/2002 - 03/12/2003
OXFORD FINANCIAL GROUP (HOUSTON TX)
TX
05/11/1991 - 07/14/1998
TEXAS CAPITAL SECURITIES, INC. (HOUSTON TX)
TX
07/30/1986 - 10/29/1990
TEXAS FIRST SECURITIES CORPORATION (HOUSTON TX)
BC
Issued 08/27/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/04/2002
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Smetek is the right advisor for you? Invested Better is here to help.
