Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Anthony Rao is a financial advisor with over 30 years of experience in the industry. David has been registered with Raymond James Financial Services Advisors, Inc. since 2009. Before that, David was with Merrill Lynch, Pierce, Fenner & Smith Incorporated and Edward D. Jones & Co., L.P. David holds the Series 7, 8, 9, 10, 63 and 65 licenses. David is also registered as an investment advisor representative in Virginia. David works with individuals, high net worth individuals, corporations, trusts and estates, charitable organizations, pension and profit sharing plans, insurance companies, and banking or thrift institutions. David's firm, Raymond James Financial Services Advisors, Inc. has offices in 25 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
VA
01/02/2009 - Present
Raymond James Financial Services Advisors, Inc. (HARRISONBURG VA)
NY
02/28/1997 - 10/04/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
04/08/1991 - 02/19/1997
EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)
IA
Issued 08/30/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/13/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/26/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure David Rao is the right advisor for you? Invested Better is here to help.
