Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Plecha is a registered representative with DFA Securities LLC. David has been in the securities industry since March 9, 1992 and is currently registered in California. David is licensed to conduct securities business in California and holds the Series 63, Series 7, Series 2 and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/10/1992 - Present
DFA Securities LLC (SANTA MONICA CA)
BC
Issued 10/02/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/25/1992
Series 7 - General Securities Representative Examination
BC
Issued 12/18/1987
Series 2 - Non-Member General Securities Examination
Active
Inactive
F
FINRA
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