Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Anthony Plante is a financial advisor registered with Kovitz Investment Group Partners, LLC. David has worked in the financial industry since 1997, holding past positions at TD Ameritrade, Inc., BANC OF AMERICA INVESTMENT SERVICES, INC., and several other firms. David holds the Series 6, 7, 24 and 66 licenses and is a Certified Financial Planner. David specializes in providing financial advice to a wide range of clients including high-net-worth individuals, corporations and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Credit, cash and insurance solutions, family office services, corporate executive services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Rev share w/affiliate frs and eligible credit & cash mgmt soluti
1
2
PA
01/05/2025 - Present
Kovitz Investment Group Partners, LLC (Harrisburg PA)
PA
01/11/2010 - 01/11/2021
TD AMERITRADE, INC. (HARRISBURG PA)
NH
12/16/2004 - 04/28/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PORTSMOUTH NH)
MD
07/19/2002 - 11/08/2004
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
TX
10/11/2001 - 07/23/2002
NFP SECURITIES, INC. (AUSTIN TX)
TX
07/28/1999 - 09/06/2001
NFP SECURITIES, INC. (AUSTIN TX)
NY
04/16/1998 - 06/24/1999
NEW ENGLAND SECURITIES (NEW YORK NY)
MA
11/03/1997 - 03/11/1998
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
11/03/1997 - 03/11/1998
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BOTH
Issued 01/26/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/11/2007
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/20/1999
Series 7 - General Securities Representative Examination
BC
Issued 10/31/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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