Unclaimed
David Anthony Ott is a registered investment advisor representative with Cetera Investment Advisers LLC. David has been in the industry since November 27, 2008. Cetera Investment Advisers LLC is an SEC-registered investment adviser with offices in Schaumburg, IL, and other locations. The firm provides investment advice to a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. David has experience in providing financial planning, portfolio management, and other investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
TN
06/10/2019 - Present
Cetera Investment Advisers LLC (MEMPHIS TN)
TN
04/12/2010 - 03/08/2018
SCOTTRADE, INC. (CHATTANOOGA TN)
TN
12/17/2009 - 03/31/2010
WADDELL & REED, INC. (MEMPHIS TN)
FL
11/27/2007 - 08/04/2009
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
TN
03/02/2006 - 10/24/2006
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
BOTH
Issued 08/09/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/30/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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