Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Miller is a financial advisor at LPL Financial LLC. David has been in the financial industry since 2014. David has a wide range of experience with various insurance carriers, W&R Insurance Agencies, and other financial institutions, including Morgan Stanley. David currently holds licenses in several states and is registered with FINRA and the SEC. David is committed to providing his clients with the highest level of service and expertise. David specializes in financial planning, portfolio management, and retirement planning. David is also a registered investment advisor and can provide advisory services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
07/21/2021 - Present
LPL Financial LLC (TORRANCE CA)
CA
09/22/2020 - 07/21/2021
WADDELL & REED (TORRANCE CA)
CA
09/26/2018 - 09/15/2020
MORGAN STANLEY (LONG BEACH CA)
CA
08/06/2014 - 09/13/2018
WADDELL & REED (SHERMAN OAKS CA)
BOTH
Issued 12/01/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/06/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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