Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Mick is a financial advisor at J.p. Morgan Securities LLC, with a focus on providing financial planning and portfolio management services. David holds a Series 7, Series 9, Series 10 and Series 66 licenses, and is registered with the state of Texas. David has been in the industry since 2015 and previously worked at EDWARD JONES. David is experienced in working with a wide range of clients, including high net worth individuals, corporations, charitable organizations, and pension and profit sharing plans. David is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
TX
01/11/2019 - Present
J.p. Morgan Securities LLC (Plano TX)
TX
04/21/2015 - 10/30/2017
EDWARD JONES (ADDISON TX)
BOTH
Issued 05/08/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/21/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/25/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/30/2017
SIE - Securities Industry Essentials Examination
BC
Issued 04/21/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure David Mick is the right advisor for you? Invested Better is here to help.
