Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Anthony Massaroni is a financial advisor registered with LPL Financial LLC. David has been in the financial services industry since March 2013. David has a Series 6, 7, and 63 license and is registered with the states of Arizona, California, Colorado, Delaware, Florida, Georgia, Hawaii, Maine, Maryland, Massachusetts, Nevada, New Hampshire, New Mexico, New York, North Carolina, South Carolina, Vermont, and Washington. David also has a Series 65 license and is registered with the state of New York. David is a Registered Representative of LPL Financial LLC and an Investment Advisor Representative of Massaroni Wealth Management. David provides financial planning, portfolio management for businesses and individuals, pension consulting, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
03/17/2021 - Present
LPL Financial LLC (LATHAM NY)
NY
11/28/2016 - 03/18/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (LATHAM NY)
NY
10/10/2016 - 11/29/2016
WELLS FARGO ADVISORS (ALBANY NY)
NY
03/05/2013 - 09/20/2016
MSI FINANCIAL SERVICES, INC. (LATHAM NY)
IA
Issued 10/28/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/13/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/04/2013
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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