Unclaimed
David Anthony Hocker is an investment advisor representative with MML Investors Services, LLC. David Hocker has been in the industry since 2000. David Hocker is licensed to provide financial services in Colorado, Louisiana, New Mexico, Oklahoma and Texas. David Hocker is registered with FINRA and is also a Registered Investment Advisor. David Hocker specializes in providing financial planning, educational seminars, and portfolio management services for individuals and businesses. David Hocker also provides pension consulting services. David Hocker has held previous positions with New England Securities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
TX
01/14/2008 - Present
MML Investors Services, LLC (Tyler TX)
NY
11/20/2000 - 07/27/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
IA
Issued 10/15/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/19/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2001
Series 7 - General Securities Representative Examination
BC
Issued 11/18/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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