Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you David? Claim Your ProfileDavid Anthony Hermer is a financial advisor who has been in the industry since December 1994. He is currently registered with Santander US Capital Markets LLC and has previously worked for CREDIT SUISSE SECURITIES (USA) LLC. David has a variety of licenses and certifications, including Series 7, 9, 10, 24, 57, 63, 79, and SIE. David is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
08/18/2023 - Present
Santander US Capital Markets LLC (NEW YORK NY)
NY
12/09/1994 - 09/07/2023
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
BC
Issued 12/04/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/15/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/12/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 05/08/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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