Unclaimed
David Hemler is a financial advisor with LPL Financial LLC, based in WESTMINSTER, MD. David has been in the financial services industry since 1999. David has a long history of working with clients, with previous experience at PNC INVESTMENTS, MERCANTILE BROKERAGE SERVICES, INC., RAYMOND JAMES FINANCIAL SERVICES, INC., FINANCIAL NETWORK INVESTMENT CORPORATION and FSC SECURITIES CORPORATION. David specializes in providing financial planning, portfolio management and other consulting services to individuals, businesses, and charitable organizations. David holds a Series 7, Series 24, Series 26 and Series 66 license and has experience working with a diverse range of client needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
06/26/2009 - Present
LPL Financial LLC (WESTMINSTER MD)
MD
09/17/2007 - 06/30/2009
PNC INVESTMENTS (WESTMINSTER MD)
MD
08/15/2005 - 09/17/2007
MERCANTILE BROKERAGE SERVICES, INC. (WESTMINSTER MD)
FL
08/17/2000 - 08/18/2005
RAYMOND JAMES FINANCIAL SERVICES, INC. (ST. PETERSBURG FL)
CA
02/09/2000 - 07/06/2000
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
GA
03/30/1999 - 07/01/1999
FSC SECURITIES CORPORATION (ATLANTA GA)
BOTH
Issued 05/17/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/18/2009
Series 24 - General Securities Principal Examination
BC
Issued 08/23/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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